Nomita Singh

WORK HISTORY

EDUCATION

ABOUT NOMITA SINGH

As a strategic operating, risk, and controls executive, I am deeply committed to steering transformational change across top-tier financial institutions. With a focus on aligning senior leadership to industry best practices, I enhance global regulatory relations and navigate complex regulatory landscapes through effective collaboration with professionals across business, risk, audit, and legal sectors.Currently serving as the Managing Director and Senior Controls Executive for Wealth & Investment Management, I manage a robust controls environment for over financial advisors. My role encompasses leading a 200-person team dedicated to rigorous risk and control assessments and fulfilling regulatory commitments with key agencies like the OCC, the Fed, and the SEC. My proactive approach identifies potential issues before they arise and ensures our operations meet the highest ethical standards and maintain stability within a complex, matrixed corporate structure.I am passionate about cultivating strong relationships with regulators and government officials, ensuring that critical issues are escalated efficiently to executive leadership. By inspiring and leading high-performance teams, I drive cross-organizational collaboration that results in sustainable and profitable business practices. Known for fostering a collaborative environment committed to open communication, I thrive on optimizing operations and enhancing compliance frameworks to exceed industry standards and regulatory expectations.Previously, I held a dual role at Credit Suisse, serving as both Managing Director and the COO for the US holding company. In addition to leading a high-performing team of 40, I managed a $20M budget and a $100M portfolio. I spearheaded the formation of this holding company and collaborated with committee owners to ideate, define, and write the Firm’s first-ever policy of minimum governance and Insurance Products are:* Not Insured by the FDIC or Any Federal Government Agency* Not a Deposit or Other Obligation of or Guaranteed by the Bank or Any Bank Affiliate* Subject to Investment Risks Including Possible Loss of the Principal Amount InvestedWells Fargo Advisors is a trade name used by Wells Fargo Clearing Services LLC Member SIPC a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Opinions and comments do not necessarily represent the views of our firm. Additional guidelines can be found on wfa.com/social