Noah Roffman

About Noah Roffman

I work with clients across the East Coast, especially those in Boston, New Hampshire, New England, Connecticut, Massachusetts, and Rhode Island. I started my career on Wall Street as a Day Trader, giving me deep experience in equity trading, technical analysis, and company stock strategies — experience I continue to leverage in helping clients plan for retirement.I enjoy working with mid-to-senior level professionals who’ve established their career and want to:Mitigate taxes before retirement becomes too lateReduce overconcentration in company stock, RSUs, or ESPPsOptimize old pensions for higher, more predictable incomeCreate retirement strategies that reduce risk and provide pension-like incomeConfidently invest the rest of their wealthHere’s what I help clients focus on: Tax-efficient wealth accumulation strategies Concentrated stock, ESPP, and RSU planning Asset preservation strategies Retirement income planning, including optimized pensions and annuities Estate planningI begin with thorough fact-finding to understand each client’s financial goals and risk tolerance. From there, I develop customized strategies that integrate investments, retirement planning, and insurance strategiesSecurities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial. For hyperlinks to FINRA and SIPC, please refer to ‘Contact’ section.“Prudential Advisors” is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (“PICA”) and its insurance company and other affiliates (collectively “Prudential”). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under “Prudential Advisors.” LPLE and LPL Financial are not affiliated with Prudential.Third party posts found on this profile do not reflect the views of LPL Enterprise and have not been reviewed by LPL Enterprise as to accuracy or completeness.The financial professionals associated with LPL Enterprise may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Experience

1. Financial Professional

   Prudential Advisors

   Jan 2024 — Present · Wakefield, MA, US

   Completes fact-finding process to allow for thorough understanding of clients’ financial goals and needs• Develops customized ideas and strategies for each client• Specializes in helping clients meet their protection needs through a variety of insurance products

Education

• Boston College

  Masters of Education

• University of Pennsylvania

  BA, Liberal Arts and Sciences/Liberal Studies

  1993 — 1996

• Boston College

  Masters Degree, Secondary Education and Teaching

Skills

• Business Relationship Management
• Product Marketing
• Entrepreneurship
• Marketing
• Product Management Skills
• Operations Coordination
• Strategic Planning
• Consumer Products
• Trading
• Sales
• Salesforce.com
• Project Management
• Concept Development
• Team Building
• Technology
• Financial Analysis
• Brand Developement
• Product Development
• Taking New Products to Market