Nathaniel Leighton

Compliance Officer @Mariner Finance

Baltimore, MD, US

Responsible for overseeing key components of the company’s compliance management system to ensure adherence to federal and state regulatory requirements. Manage the enterprise Issue Management Program, including identification, tracking, remediation, and reporting of compliance-related issues.Oversee the marketing review process to ensure all advertising and promotional materials comply with applicable consumer protection laws and regulatory guidance. Lead compliance efforts related to Military Lending requirements and protections.Assist in the development and execution of enterprise risk assessments, as well as ongoing compliance monitoring and testing activities to evaluate control effectiveness and mitigate regulatory risk. Support compliance with federal and state privacy laws, ensuring proper handling and safeguarding of consumer information.Collaborate cross-functionally with Legal, Risk, Operations, and business partners to strengthen compliance controls, promote a culture of accountability, and manage evolving regulatory obligations.

Hood College

Bachelor of Business Administration (B.B.A.), Concentration in Finance & Marketing

Penn State University

Master of Public Administration - MPA