Nitin Sonawane
Manager | Leadership | Investment Compliance | CRD | Business Analysis | Process Management | Strategic Planning | Mentoring | Regulatory Reporting
- Role
- Manager at EY
- Location
- Pune District, MH, IN
- LinkedIn followers
- 500 followers
About Nitin Sonawane
Investment Compliance function covers all investment-related compliance topics within the Organisation process chain and stretches across various departments such as Trading, Operations, Client Services, Legal and Portfolio Management. Well-versed in analysis and interpretation of Capital Market functional investment guidelines for logical coding in LZ Sentinel, SimCorp, Bloomberg AIM (Compliance Systems). Good understanding of domain knowledge in Equity, Derivatives, Mutual Fund, and Fixed Income and application for logical & technical coding in LZ sentinel for monitoring the risk & compliance of investment guidelines.
Experience
Manager
Dec 2024 — Present
Education
Savitribai Phule Pune University
MBA, Finance
2004 — 2006
Skills
- Finance
- Banking
- Management Information Systems (Mis)
- Team Management
- Bloomberg
- Business Analysis
- Asset Managment
- Securities
- Capital Markets
- Portfolio Management
- Offshoring
- Derivatives
- Fixed Income
- Investment Banking
- Process Improvement
- Equities
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