Nitin Shimpi

About Nitin Shimpi

Seasoned professionals with 13+ years of experience in different areas of Investment Banking operations, having experience of working with Front office, middle and back office. As a high caliber professional I am able to effectively manage People and Processes. I have a fair and consistent approach to managing staff and possess, have sound experience of supervising and developing them. I carry sound knowledge of TLC-Trade Booking, Trade Capture, Validations, Allocation, Affirmation-Confirmation, pre- matching, Clearing- Exclearing, Settlement, Fails trades management, Reference data management, Product set-up, SSI set up, Syndicate Bank Loan Management, FLM Recon application testing, TBA, Pair-off, trade matching on DTC NSCC portals like RTTM, OW, use of Bloomberg, OASYS, CTM, Clear Par, use of Omgeo ALERT, SSI APP, SWIFT MESSAGE, Data Analysis-power bi. Having sound knowledge of SEC,FINRA series 99, 4210, Fed Regulation T. Hand on experience of leading and managing Investment Banking operation process such as Trade capture, Trade processing, Margin call payment settlement, Reconciliation, Custody business, people management, process transition, documentation (SOP, detailed process map,FMEA), client relationship management, process improvement, data analysis, business continuity, process documentation One of key strengths of me is willingness to challenge current methods of work and to then identify, recommend and implement practical improvements. I am an out of the box thinker and innovative and I am well appreciated by my clients My combined competencies help me to remain calm in stressful situations and ensure that standards of efficiency and accuracy are continuously improved. I have gained sound financial domain knowledge, trade life cycle, clearing and settlement, reconciliation, corporate action, advisory services, financial products like fixed income, equity, derivative, option, forward, future, SWAP, also Audit, Access management, Testing of application, in this 13 years for journey. I have been engaged in new hiring, employees preprocess training, training documents and presentation. one of my best business practice is \"to follow up\" on the things and maintain checklist that\'s few of the way to get work done on time. The next stage of my career is to align myself with a growing, professionally managed organization that help me to enhance my skills and knowledge

Experience

1. Vice President I-manager

   BNY

   Apr 2022 — Present · Pune, IN

Education

• KBPIMSR satar, Shivaji University

  Master of Business Administration (MBA), Finance and Financial Management Services

  2009 — 2011

• Karmaveer Bahurao Patil Institute of Management Studies & Research,

  Master of Business Administration (M.B.A.), Finance and Financial Management Services

  2010 — 2011

• Kolhapur Jobs

  MBA, Finance and Financial Management Services

  2010 — 2011