Nitesh Ramakrishnan
Ethics & Compliance Leader | CFE | AML • Sanctions • Anti-Bribery • Conduct Oversight | 25+ Years in Global Banking & FinCrime
- Role
- Vice President Head of Compliance Jul 2023 Present Bangalore, India at Natixis Services in India
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
Experience
Vice President Head of Compliance Jul 2023 Present Bangalore, India
Jul 2023 — Present · Bengaluru, IN
Led regulatory compliance and risk governance for India GCC under the Singapore and SE Asia regulatory frameworks. Executed Compliance Risk Assessment (CRA) and developedannual compliance plan, approved by the governance forum. Oversaw Outside Business Interest Personal Account Dealing (PAD) programs ensuring transparency ethical conduct. Communicated regulatory updates and implemented compliance testing processes, achieving zero audit exceptions.
Education
International Compliance Association (ICA)
ICA Specialist Certificate in Money Laundering Risk in Private Banking, AML/ Financial Crime Compliance
2015 — 2016
International Compliance Association
ICA Specialist Certificate in Trade-Based Money Laundering, AML /Financial Crime Compliance
2015 — 2015
International Compliance Association
ICA Specialist Certificate in Managing Sanctions Risk, Managing Sanctions Risk
2015 — 2015
ACFCS
Open Source Intelligence Training (OSINT)
2020 — 2020
International Association of Risk and Compliance Professionals (IARCP)
Certified Risk and Compliance Management Professional (CRCMP)
2018 — 2019
Wicklander-Zulawski & Associates
WZ’s Level I – Interview & Interrogation Techniques
2020 — 2020
ACFCS
Anti-Bribery and Corruption- FCPA
2018 — 2019
University of Mumbai
Bcom, Accounting and Auditing
1992 — 1997
Skills
- Private Banking
- USA Patriot Act
- Anti Corruption
- Analytical Skills
- Aml
- Analysis
- Financial Services
- Mis
- Due Diligence
- Payments
- Operational Risk Management
- Suspicious Activity Reporting
- Internal Audit
- Anti Money Laundering
- Management Information Systems (Mis)
- Auditing
- Operational Risk
- Management
- Finance
- Ofac
- Derivatives
- Internal Controls
- Back Office
- Kyc
- Capital Markets
- Sanction
- U.s. Office of Foreign Assets Control (Ofac)
- Trading
- Investment Banking
- Securities
- Swift Payments
- Financial Regulation
- Banking
- Risk Management
- Team Management
- Fircosoft Screening
- Financial Risk
- Fraud
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