Nishit Dosani
Assistant Vice President, Private Bank & Wealth Management at Barclays
- Role
- Assistant Vice President at Barclays
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Nishit Dosani
Experienced Risk & Control professional with over 12 years in the Banking and Financial…
Experience
Assistant Vice President
Jul 2024 — Present · Mumbai, IN
Assistant Vice President, Controls Office team for Barclays PBWM in India which includes Investment & Wealth Management, Loans & Credit and Trust business- Leading control monitoring and testing across critical areas such as Investment Suitability, Cross-Border transactions, Targe Transaction monitoring, Portfolio Management Services, etc- Driving governance initiatives through regular Control Forums, Risk Committees and Conduct Dashboards (Scorecard) for Front Office staff- Acting as a Subject Matter Expert (SME) for Cross Border and Conflict of Interest topics- Implementing mitigating controls in response to regulatory circulars from RBI, SEBI, and exchanges, while ensuring alignment with global standards and internal policies- Managing internal/external audits and regulatory inspections, including coordination with auditors and resolution of observations- Conducting Risk and Control Self-Assessment Performing. This includes coordinating with various business process owners, corporate functions and central functions. Identifying Key Risks and access Inherent / Residual risk rating- Evaluate proposals from Risk & Control lens for new product and/or amendment of existing products and provide feedback- Embedding the Enterprise Risk Management Framework and Internal Financial Controls within PBWM India to ensure compliance/adherence to Regulations, Global Standards and Internal Policies.
Education
Indian Institute of Banking and Finance
SME Finance for Bankers
2013 — 2013
Bhavans Hazarimal Somani College
Higher Secondary Certificate (H.S.C.)
2005 — 2007
Welingkar Institute of Management Development & Research
Diploma in Tax Management
2011 — 2012
Indian Institute of Banking and Finance
Diploma in Banking and Finance
2012 — 2013
Bhavans Hazarimal Somani College
Bachelor of Commerce (B.Com.)
2007 — 2010
MET's Institute of Management
PGDM
2011 — 2013
St. Xavier's High School (Mumbai)
Secondary School Certificate (S.S.C.)
1996 — 2005
Skills
- Banking
- Fixed Income
- Trading
- Infrastructure Finance
- Financial Risk
- Financial Modeling
- Commercial Banking
- Financial Markets
- Equities
- Corporate Finance
- Microsoft Office
- Derivatives
- Financial Analysis
- Treasury Management
- Capital Markets
- Equity Research
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