Nishant Patel
Vice President || Compliance
- Role
- Vice President at Mizuho
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Nishant Patel
Results-driven swap dealer compliance professional with a proven track record in regulatory oversight, risk mitigation, and adherence to CFTC, SEC, and NFA requirements. Experienced in supporting the development and implementation of compliance programs for Swap Dealers and SBSDs, with a focus on operational effectiveness and regulatory reporting. Skilled in cross-functional collaboration, quantitative analysis, and process optimization to drive regulatory compliance and continuous improvement. Strong communicator and team player with a proactive approach to problem-solving and stakeholder engagement.
Experience
Vice President
Apr 2026 — Present · New York, NY, US
Education
Temple University
Master of Science - MS, Finance and Investments
2018 — 2020
Wintec - Waikato Institute of Technology
Graduate Diploma in Business Studies, Business, Management, Marketing, and Related Support Services
2014 — 2015
Gujarat University
Bachelor of Commerce (B.Com.), Business Administration and Management, General
2010 — 2013
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