Nisant Kumar Tiwari
Senior Compliance Officer @Russell Investments
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WORK HISTORY
Senior Compliance Officer @Russell Investments
Mumbai, IN
As a Senior Compliance Officer at Russell Investments, I play a pivotal role in ensuring that our operations adhere to regulatory standards and internal policies. My responsibilities include:• Developing, implementing, and maintaining compliance programs to mitigate risks across all business units.• Conducting thorough compliance assessments and audits to identify areas for improvement.• Collaborating with cross-functional teams to promote a culture of compliance and ethical conduct throughout the organization.• Staying abreast of regulatory changes and ensuring timely updates to policies and procedures.• Providing training and support to employees on compliance-related matters, fostering awareness and understanding.• Liaising with regulatory bodies and managing responses to compliance inquiries and examinations.With a strong focus on integrity and risk management, I am dedicated to supporting Russell Investments in its commitment to delivering exceptional investment solutions while upholding the highest standards of compliance.Global Region : Australia & New Zealand
EDUCATION
Bhawanipore Gujarati Education Society School
Higher Secondary
St Stephen School
Business/Commerce, General
University of Calcutta
Bachelor of Commerce - BCom
ABOUT NISANT KUMAR TIWARI
As an accomplished Compliance Manager with extensive experience in the investment banking sector, I specialize in developing and implementing comprehensive compliance programs that effectively mitigate risk and ensure regulatory adherence. My expertise spans across regulatory compliance, risk management, and policy development, with a proven track record of safeguarding organizations against potential regulatory breaches.Key Skills:Regulatory ComplianceRisk ManagementCompliance Program DevelopmentPolicy and Procedure ImplementationRegulatory ReportingThroughout my career, I have demonstrated a strong ability to interpret and apply complex regulatory requirements, ensuring that all compliance initiatives align with industry standards and best practices. My proactive approach to compliance management has resulted in enhanced operational efficiency and robust risk mitigation strategies.Driven by a commitment to excellence, I continuously stay abreast of the evolving regulatory landscape to provide strategic insights and support to senior leadership. My collaborative nature and attention to detail have consistently contributed to successful compliance outcomes and strengthened organizational resilience.
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