Niki Drury
- Role
- LPL Financial
- Location
- San Diego, CA, US
- LinkedIn followers
- 500 followers
About Niki Drury
Accomplished client-centric leader with an exemplary track record for delivering results…
Experience
Present
Education
London College of Communication (formerly College for the Distributive Trades)
Harrods Ltd, Graduate Executive Trainee Program
Skills
- Mutual Funds
- Risk Management
- Staff Supervision
- Advertising Compliance
- Equities
- Project Planning
- Series 24
- Investment Advisory
- Series 66
- Securities Regulation
- Securities
- Licensing
- Investigation
- Regulatory Compliance
- Customer Service
- Financial Services
- Testing
- Project Status Reporting
- Broker-Dealer Compliance
- Call Center Administration
- Registration
- Variable Annuities
- Coaching
- Management
- Alternative Investments
- Project Management
- Finra
- Call Center Start-Up
- Series 7
- Etfs
- Policy
- Supervision
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