Nikhil Reddy Pindi

Credit Risk Analyst @Capital One

Pleasanton, CA, US

Worked on onboarding new KYC customers into the banking systems. Going through the documents that are necessaryincluding formation doc, source of wealth, Banker’s attestation, and other PII docs.Ensured all the documents gathered are adhered by the regulatory requirements for the applied jurisdiction and internalprocedures.Thoroughly investigated clients historic transactions to determine if client is liable to any high-risk country transactionand raise a SAR ticket if any transaction found to be from or to high-risk countries.Have profound knowledge on AML procedures, policies and practices. Executed them into the practice for newonboarding clients and existing clients.Thoroughly followed up with the onboarded clients on the initial KYC status and AML risk policies.Maintained a historic data of the clients to perform ad hoc operations on the assets, finances and transactions of theexisting and onboarded clients.Marked important follow-up tickets with the bankers, source of wealth and QC teams to ensure all the necessarydocumentation are maintained to onboard a prospective client.Gathered documentation from the verified and non-documentary sources like online banking websites to obtain relevantinformation on the prospective onboarding clients to support KYC/AML.Maintained records of the onboarded clients in the central database to ensure