Nik Kolodny

Lead Regulation Counsel @IEX

New York, NY, US

Support Chief Regulatory Officer in all aspects of the Investors Exchange regulatory program, including:•Develop and prepare Securities and Exchange Commission (SEC) rule filings and other submissions to accomplish regulatory and business goals, including advocacy efforts with the SEC for approval or effectiveness.•Contribute to development of written and oral communications to IEX senior management, board of directors and committees, and SEC staff.•Research market structure reform proposals and provide analysis to senior management. •Provide regulatory guidance regarding compliance with IEX rules and applicable federal securities laws and rules,•Respond to formal and informal regulatory inquiries from the SEC and other governmental regulators, working collaboratively with internal IEX teams•Participate in industry working groups including NMS Plans (e.g, Consolidated Audit Trail, Securities Information Processors, and Limit-Up/Limit-Down plans) and other initiatives•Oversight of FINRA\'s performance of outsourced regulatory functions•Draft policies and procedures