Nicole M. Stoufflet

Sr. Regional Supervisory Principal at LPL Financial | Supervision | Client Success

Role: Sr Regional Supervisory Principal at LPL Financial
Location: New Orleans, LA, US
LinkedIn followers: 500 followers

General Business & ManagementView LinkedIn profile

About Nicole M. Stoufflet

I am a Co-Founder, Chief Compliance Officer (CCO), Supervisory Principal and Wealth…

Experience

Sr Regional Supervisory Principal
LPL Financial
Oct 2019 — Present

Contact information

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Current company

LPL Financial

Financial Services · 15K employees · Founded 1989 · San Diego, California, United States

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. finra.org sipc.org

lpl.com

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About Nicole M. Stoufflet

Experience

Sr Regional Supervisory Principal

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