Nicole Vipperman
Chief Compliance Officer
- Role
- Chief Compliance Officer at Tgm
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Nicole Vipperman
Seasoned Chief Compliance Officer with a proven track record in managing comprehensive compliance programs for registered investment advisers to private funds, focusing on private equity, private credit and real estate. Passionate about partnering with senior management in order to drive operational excellence and achieve strategic growth objectives while mitigating regulatory risks in the private funds industry.• Skilled in regulatory filings, compliance manual maintenance, risk assessment and compliance testing & review with expertise in SEC rules and regulations under the Advisers Act (Rule 206(4)-7).• Adept at overseeing service provider due diligence and vendor management as well as spearheading cybersecurity and privacy initiatives. • Holds extensive experience in managing SEC exams, external audits and developing robust compliance frameworks.• Proficient in compliance technology solutions and policy management governance.
Experience
Chief Compliance Officer
Mar 2023 — Present · New York, NY, US
Real estate private equity RIA focused on acquiring, managing and selling multifamily apartment communities across the US, handling everything from market research and acquisitions to property management, leasing, renovations and dispositions for their investors.
Education
Virginia Tech
Bachelor's degree, Finance
1989 — 1993
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