Nicholas Spina

About Nicholas Spina

I am a Manager at TD Bank, currently working in the global compliance division.I am also a Co-Founder of Elevate Advisors LLC. I am currently a Lean Six Sigma Green Belt and graduated Cum Laude with a Bachelors Degree in Business Administration (BBA) from the Villanova School of Business, with a double major in Management Information Systems and Data Analytics.

Experience

1. Manager - Global Compliance Reporting, Governance, and Operations

   TD

   Sep 2025 — Present · Charlotte, NC, US

   Leading the automation efforts of quarterly and monthly global compliance reporting to the board of directors and other governance groups throughout the bank.•Developed and automated the monthly Audit Findings report that is presented to the board of directors.•Created 25+ PowerAutomate flows to automate all manual communication efforts within the quarterly board reporting process.•Co-leading the implementation of ServiceNow to track all Compliance, Regulatory, and Audit Issues across all of TD.

Education

• Duke University - The Fuqua School of Business

  Master of Business Administration

• Villanova University

  Bachelor of Business Administration - BBA, Cum Laude, Management Information Systems & Business Analytics

Skills

• Javascript (Basics)
• Adobe Illustrator
• Microsoft Access
• Autocad
• Microsoft Powerpoint
• Microsoft Excel
• Microsoft Word
• Autodesk Inventor
• Sharepoint
• Bloomberg Terminal
• Autodesk 3d Max Studios
• Adobe Photoshop