Nicholas Ruggiero
Compliance Director, Global Wealth Investment Management @Merrill Lynch
New York, NY, US
EMAILS
MOBILE NUMBERS
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WORK HISTORY
Aug 2016 — Present
Compliance Director, Global Wealth Investment Management @Merrill Lynch
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New York, NY, US
EDUCATION
N/A
Baruch College
BBA, Finance
SKILLS
InvestmentsOptionsElectronic TradingMutual FundsBloombergSecurities RegulationSecuritiesEquity ResearchComplianceEquity TradingCapital MarketsSeries 7Equity DerivativesAsset ManagementFinraTrading SystemsPrime BrokerageEquitiesSeries 63Financial MarketsFixed IncomeProprietary TradingHedge FundsTrading StrategiesSeries 24Portfolio ManagementDerivativesTradingEtfs
ABOUT NICHOLAS RUGGIERO
Merrill Lynch Wealth Management - Compliance Director
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