Nicholas Caldwell

Business Execution Consultant

Role
Business Accountability Specialist at Wells Fargo
Location
Charlotte, NC, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

Experience

  1. Business Accountability Specialist

    Wells Fargo

    Apr 2023 — Present

    Support the reporting, escalation, and timely remediation of issues,deficiencies or regulatory matters regarding compliance risk managementWork with Compliance Ocers, Supervisory Principals and/or Managersto research and resolve escalated electronic communicationsAssist in further developing the monitoring of electronic communicationsSubsequently entrusted with level two reviewing responsibilities, attestingto a high level of expertise and attention to detail in ensuring quality andcompliance.Actively collaborated with the enterprise investigations team to eectivelyaddress and resolve instances of unauthorized communications within theorganization.Utilized the enterprise allegations platform to seamlessly file cases from thecase management system Actimize, ensuring streamlined and ecientprocesses for tracking and managing allegations within the organization.

Education

  • University of North Carolina at Charlotte

    Bachelor's degree

    2015 — 2018

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Nicholas Caldwell — Business Accountability Specialist at Wells Fargo in Charlotte, NC, US | Unifers