Nicholas Caldwell
Business Execution Consultant
- Role
- Business Accountability Specialist at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
Experience
Business Accountability Specialist
Apr 2023 — Present
Support the reporting, escalation, and timely remediation of issues,deficiencies or regulatory matters regarding compliance risk managementWork with Compliance Ocers, Supervisory Principals and/or Managersto research and resolve escalated electronic communicationsAssist in further developing the monitoring of electronic communicationsSubsequently entrusted with level two reviewing responsibilities, attestingto a high level of expertise and attention to detail in ensuring quality andcompliance.Actively collaborated with the enterprise investigations team to eectivelyaddress and resolve instances of unauthorized communications within theorganization.Utilized the enterprise allegations platform to seamlessly file cases from thecase management system Actimize, ensuring streamlined and ecientprocesses for tracking and managing allegations within the organization.
Education
University of North Carolina at Charlotte
Bachelor's degree
2015 — 2018
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