Ngozi Iloka
Assistant Vice President, Business Oversight Compliance Us Lead @Barclays
New York, NY, US
EMAILS
n••••••••@barclays.com
MOBILE NUMBERS
+16•••••••98
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WORK HISTORY
Jan 2018 — Present
Assistant Vice President, Business Oversight Compliance Us Lead @Barclays
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New York, NY, US
In my current position with Barclays, I serve as advisor to mitigate risk and enhance management of laws, rules, and regulations compliance for executive services functions, including procurement, risk, innovations, and finance. I successfully developed and executed Barclays’ first compliance frameworks around the coverage areas of procurement and innovations for US business.
EDUCATION
N/A
Binghamton University
B.A
SKILLS
Microsoft ExcelFinancial RiskFinancial ServicesRisk AssessmentWealth ManagementVendor ManagementCompliancePolicy/Procedure DevelopmentOperational RiskRisk MonitoringVendor Risk ManagementCompliance ProceduresPortfolio ManagementOperational Risk ManagementCompliance ImplementationSeries 63Account ReconciliationSeries 7Electronic TradingRiskRegulatory RiskMutual FundsRisk ManagementSurveillanceDue DiligenceStrategic PlanningManagementKycSecuritiesTrading SystemsProcess ReviewsEquitiesSeries 9Series 10Project ManagementFinra
ABOUT NGOZI ILOKA
As a senior financial compliance specialist, I have more than 15 years of experience in…
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