Neil Curley Petr Dipfa Mlibf
Business Quality Adviser @Ellis Bates Financial Advisers Now Shackleton
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WORK HISTORY
Business Quality Adviser @Ellis Bates Financial Advisers Now Shackleton
EDUCATION
New College Durham
Engineering & Technology
ABOUT NEIL CURLEY PETR DIPFA MLIBF
An experienced Compliance & Audit professional with over 30 years in Financial Services. Roles varying from Bancassurance Financial Adviser and IFA to Past Business File Reviewer and Compliance Analyst. Contracted for around 10 years for large financial institutions in QC/QA roles. Completed a secondment with the Financial Conduct Authority in 2020 in Edinburgh and started new permanent role with Ellis Bates in March 2020. Highly adaptable with a can do attitude. Holds the Level 4 diploma, Level 6 Pension Transfer (PETR) and Combating Financial Crime certificate.
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