Neha Jha

About Neha Jha

With an MBA from LN Mishra Institute and a solid foundation in Business Administration, my journey has led me to a pivotal role as a Senior CDD Analyst at HSBC, where I specialized in identifying Political Exposed Persons (PEPs) and conducting sanction list screenings using tools like OWS, WORLD CHECK Online, and HUB. I screened individuals and entities against global sanction lists from OFAC, EU, UN, and other agencies, reviewing those involved in high-risk scenarios. I distinguished between false hits, partial hits, and true hits, while performing negative news screening to identify relevant risks. Strict adherence to AML, Sanctions, and financial crime policies was maintained, with proactive flagging of AML red flags and escalation of key risk areas to management. Enhanced due diligence for High-Risk Business Banking clients ensured high-quality KYC profiles aligned with updated policies. Previously, as an Assistant Manager with ICICI Bank and Karvy Stock Broking, I provided valuable investment advice and portfolio revaluations, benefiting retail and wealth segments. My competencies lie in advising on financial products, including IPOs and NFOs, and conducting product research to safeguard investors\' interests. The collective efforts have enabled us to deliver tailored financial strategies that resonate with clients\' needs and market dynamics.

Experience

1. Senior Analyst

   HSBC

   Oct 2023 — Present · Bengaluru, IN

Education

• LN Mishra Institute

  Masters

  2016 — 2018

• LN Mishra Institute

  Bachelor's degree

  2012 — 2015