Navaneeth Gopal
Manager @ HSBC | Risk Assessment, Transaction Monitoring, SAR Filing ,Tuning and Testing ,Business transformation.
- Role
- Risk Manager at HSBC
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Navaneeth Gopal
Operations Manager with 12 years ofexperience in Financial Crime Risk Managementfield entailing variety of AML Compliancefunctions - Due Diligence (Standard & Enhanced),Transaction Monitoring, Sanctions Screening & Compliance (OFAC, EU, UN, etc.) and KYCPolicies & Procedures. My communication andinterpersonal skills along with expertise in bankingoperations have helped me deliver the best results.
Experience
Risk Manager
Dec 2023 — Present · Bengaluru, IN
Manages the DRT team by overseeing task allocation, internal QA, and stakeholder communication, ensuring seamless execution of BAU operations. • Setting standards for the team quality by providing the investigation requirements (Red flag checklist) trainings and continuous evaluation adhering to Regional financial regulators and enforcement offices MAS, HKMA, FCA, NCA, FinCEN, Central Bank of UAE etc. • Ensure the team is performing high quality analysis of the customer data in Actionable Intelligence and act as an escalation point ensure the RM outreach is appropriate as per desk Manuals. • Evaluation of Audit & Second Line of Defense (2LOD)- Act as contact point for Audit & other independent functions in the second line of defense that conduct periodic surveillance and control reviews. • Executed multiple process initiations that minimized operational inefficiencies, resulting in improved workflow and stakeholder satisfaction. • Led weekly status calls with country compliance and FCC (Financial Crime Compliance), fostering collaboration with tax transparency, sanctions, fraud, and risk teams, resulting in enhanced insights and informed decision-making. • Developed and implemented a comprehensive training program on FCC emerging risks, boosting the UAR (Suspicious Activity Reporting) by 10% within 3 months through interactive workshops. • Conducted ATL/BTL testing gap analysis to optimize transaction monitoring rules, reducing false positives by 25% while maintaining regulatory compliance
Education
Indian Institute of Management, Kozhikode
Professional certificate , Business Analytics
Bharathiar University
Bachelor of Business Administration (B.B.A.), Business/Commerce, General
2011 — 2013
Skills
- C
- Teamwork
- English
- Microsoft Word
- Powerpoint
- Microsoft Excel
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