Nathan Jodat
President at ITA Compliance, LLC
- Role
- President at Ita Compliance, Llc
- Location
- Duxbury, MA, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
Experience
President
Apr 2012 — Present · Boston, MA, US
Firm specializes in independent testing for broker-dealer and SEC registered investment advisers. These examination services include AML testing, OSJ inspections, supervisory controls, mock regulatory reviews, and 206(4)-7 testing.
Education
University of Massachusetts at Amherst - Isenberg School of Management
Bachelor of Business Administration (B.B.A.)
Skills
- Securities
- Aml
- Sec
- Series 7
- Finra
- Mutual Funds
- Risk Management
- Policy
- Auditing
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