Nathan Luu
- Role
- Guideline Monitoring Analyst at Wellington Management
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Nathan Luu
I graduated from Boston University\'s Questrom School of Business in 2020, with a…
Experience
Guideline Monitoring Analyst
Oct 2021 — Present
Provide real-time, pre-trade, and post-trade support to equity and fixed income investment implementation teams to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements (1940 Act, ERISA, etc). • Collaborate with Portfolio Management, Trading, Relationship Management, Operations, and Legal to interpret and code client investment guidelines within our compliance system, Fidessa Sentinel. • Process and review guideline amendments to accurately reflect client\'s requirements and expectations. • Utilize Bloomberg to update client provided restricted lists covering multiple ESG - related restrictions.
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