Nathan May

Experience

1. Vice President Financial Crime Compliance (Anti-money Laundering)

   Goldman Sachs

   May 2014 — Present

   Team Lead - Transaction Surveillance Group Responsibilities have included-Overseeing a team of over 6 financial crime investigators in Salt Lake City and New York and assist them in their investigations-Conducting advanced domestic and global transaction, trade, and KYC investigations-Conducting AML reviews related to regulatory inquiries, grand jury subpoenas, and 314(b) requests-Drafting Suspicious Activity Reports (SARs) for matters relating to suspicious and fraudulent asset transfers, insider trading, market manipulation, and microcap securities fraud-Assisting in the Firm’s response to AML audits and regulatory exams (E.g. Federal Reserve, FINRA, CNBV)-Oversight and quality assurance of transaction and microcap-based automated surveillance alerts and internal escalations-Providing real-time transaction based approvals for certain customers and jurisdictions deemed higher risk-Development and drafting of AML policies and procedures-Liaising with Technology to participate in the creation and enhancements of transaction and trade surveillances-Providing AML guidance and advice to the Business and Operations related to asset movements and trade activity-Conducting AML training sessions with various asset Operations groups. ACAMS Certified Anti-Money Laundering Specialist

Skills

• Leadership
• Nasd Series 6, 63
• Aml
• Management
• Management- 13 Person Team
• Investments
• Hedge Funds
• Financial Services
• Capital Markets
• Aml
• Client Retention
• New Client Acquisitions
• Fluent Portuguese Speaker.
• Customer Retention
• Securities
• Risk Management