Nate Chambers
Sr. Compliance Analyst at Independent Advisor Alliance
- Role
- Senior Compliance Analyst at Visionary Square
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
Experience
Senior Compliance Analyst
Jan 2021 — Present
Securities offered through LPL Financial Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above. Investment advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance is a separate entity from LPL Financial.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Education
Appalachian State University
Banking and Financial Support Services
2001 — 2005
Appalachian State University
Bachelor of Business Administration (B.B.A.), Finance, General
Skills
- Iras
- Series 65
- Finance
- 401k
- Banking
- Mutual Funds
- Securities
- Finra
- Series 7
- Investments
- Coaching
- Etfs
- Financial Services
- Series 63
- Series 6
- Series 24
- Fixed Annuities
- Microsoft Office
- Uniform Combined State Law
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