Naseem K.

Senior Manager, AML Enhanced Due Diligence

Role
Senior Manager, Financial Crimes Risk Management at Charles Schwab
Location
Bedford, TX, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Naseem K.

Experienced Senior Manager with expertise in assessing and mitigating business, reputational, and AML risk. Specialties include Risk Management, AML/BSA Compliance, Research and Investigations, Transaction Analysis, and, Enhanced Due Diligence.

Experience

  1. Senior Manager, Financial Crimes Risk Management

    Charles Schwab

    Jan 2019 — Present · Westlake, TX, US

    Experienced senior level professional with a demonstrated history in the financial services industry. Skilled in conducting enhanced due diligence investigations on both foreign and domestic persons and entities, who are identified as high-risk clients. Knowledgeable in the global risk and regulatory environment and experienced in technology products across the compliance domain including AML, Sanctions and KYC such as LexisNexis, Actimize, Fircosoft, etc.

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Naseem K. — Senior Manager, Financial Crimes Risk Management at Charles Schwab in Bedford, TX, US | Unifers