Nandani Patidar
Vice President - Compliance @Steptrade Capital
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WORK HISTORY
Vice President - Compliance @Steptrade Capital
Ahmedabad, IN
EDUCATION
University of Rajasthan
Master's degree, Commerce
University of Rajasthan
Bachelor of Commerce (B.Com.)
University of Rajasthan
Bachelor of Laws (LLB)
ABOUT NANDANI PATIDAR
Qualified Company Secretary (ICSI) and LLB with 10 years of post-qualification experience in corporate compliance, regulatory governance, and legal advisory across listed companies, stock brokers, and alternative investment funds.Throughout my career, I have managed end-to-end compliance under the Companies Act 2013, SEBI Listing Regulations, RBI guidelines, and Stock Broking norms. I led AML/KYC operations across multiple jurisdictions including the US, Cayman Islands, and British Virgin Islands — conducting CDD/EDD, PEP screening, sanctions screening (OFAC, OFSI), and adverse media checks to mitigate financial crime exposure.I oversaw full-spectrum stock broker compliance for NSE, BSE, and MCX — managing regulatory filings, exchange inspections, internal audits, cyber security audits, and ongoing liaison with depositories and statutory authorities.Earlier, I handled secretarial and compliance functions under the Companies Act and SEBI regulations, filing annual returns, statutory forms, and coordinating with ROC, NSE, BSE, MCX, and NCDEX.
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