Nancy C

Director - Regulatory Compliance at BlackRock | Ex-Amex, Citi | MA LL.B | Student Forever |

Role
Director - Regulatory Compliance at BlackRock
Location
San Francisco, CA, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Nancy C

Seasoned Compliance leader with extensive US and international experience (20+ years) in managing compliance and regulatory programs for large global organizations. Demonstrable experience in leading many areas within compliance including advisory, training, risk assessment, conduct and policy matters, monitoring and testing, conflict of interest. High familiarity with the concepts of a robust compliance program. Deep experience in establishing, building out, and strengthening compliance programs and setting up and leading the Compliance team in a highly matrixed organizations. Vast experience in managing strategic interactions and fostering relationship with US and global federal regulators. Currently working with the world’s largest asset manager, BlackRock (over $14T AUM, globally).

Experience

  1. Director - Regulatory Compliance

    BlackRock

    Jan 2017 — Present · San Francisco, CA, US

    Lead compliance and regulatory program efforts for BlackRock’s national trust bank (>$2T AUM). Lead regulatory engagements with the OCC on trending areas like GenAI, Tech Risk, Operational Resilience, BSA/AML, and several other compliance-related matters.

Education

  • Lloyd Law College - India

    Bachelor of Laws - LLB, Law

    2007 — 2010

  • Delhi College Of Arts and Commerce

    Bachelor of Arts - BA, English Language and Literature, General

    2001 — 2004

  • Himachal Pradesh University , Shimla

    Master of Arts - MA, English Language and Literature, General

    2004 — 2006

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Nancy C — Director - Regulatory Compliance at BlackRock in San Francisco, CA, US | Unifers