Naman Vyas
Regulatory & Internal Compliance | Risk & Control | Quality Assurance at UBS
- Role
- Associate Director at UBS
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Naman Vyas
Finance Management ProfessionalStriving for Excellence in Team Leadership and Financial AnalysisI am an accomplished finance professional with over 7 years of experience specializing in Market Risk, Migration Handling, Performance Reporting, Investment Advisory, Portfolio Management, Management Reporting/Analysis, and Trade Settlements Management. My dedication to fostering innovation, driving efficiency, and optimizing processes has contributed to my success in collaborating with cross-functional teams and delivering strategic business support.Strengths and Expertise • Seasoned expert in portfolio risk analysis, performance measurement, and investment reporting. • Proficient in data analysis, investigations, and validation, driving accurate reporting and enhanced processes. • Dynamic problem-solver with a comprehensive understanding of investment options and financial markets. • Proven track record of successfully leading teams, achieving productivity gains, and fostering consensus. • Strong business acumen and analytical skills, complemented by negotiation and interpersonal abilities.Career GoalsMy goal is to develop an exemplary professional attitude with keen business acumen to comprehend financial requirements. Equipped with a robust understanding of the equity segment, I aim to determine ROI and risk levels for diverse investments. As a dedicated team player, I strive to motivate professionals, facilitate productivity, and employ exceptional negotiation and problem-solving skills.Career Highlights • Recipient of CORAL Award for Top Performer during pandemic situation. • Five-time winner of the UNICORN Award for excellence in project performance. • Recognized as ACE OF Rookies for outstanding performance as a new joiner. • Promoted multiple times, culminating in Team Leader position in 2021.Extra-Curricular Activities • Active participant in NGO and outreach initiatives organized by the current organization. • Accomplished state-level volleyball player in the Rajasthan zone. • Engaged in social and community services, including blood donation.Language Proficiency • English, HindiWith a proven ability to lead teams, analyze financial performance, and drive process enhancements, I am poised to contribute value to a challenging role in the finance industry. My track record of achievements and dedication to excellence makes me an asset to any team.
Experience
Associate Director
Mar 2025 — Present · Mumbai, IN
Risk & Control Professional | UBS •Responsible for quality assurance, monitoring internal guidelines, and ensuring compliance to strengthen the firm’s risk management framework. •Conduct process evaluations, identify control gaps, and implement corrective measures to enhance operational integrity and regulatory adherence. •Collaborate with stakeholders to ensure effective policy enforcement, risk mitigation, and continuous improvement in compliance processes. •Support the development and refinement of internal controls, governance frameworks, and regulatory reporting to maintain operational excellence.
Education
Jai Narain Vyas University
Business Finance And Economics
2010 — 2013
Brahmpuri Adarsh Vidya Mandir Jodhur
Secondary
2004 — 2008
Maheswari Se. Sr. School Jodhpur
Senior
2008 — 2010
Jai Narain Vyas University Jodhpur
Master In Financial Analysis and Control ( MFC )
2013 — 2015
Skills
- Management
- Leadership
- Microsoft Word
- Research
- Microsoft Office
- Strategic Planning
- Program Management
- Project Management
- Customer Service
- Microsoft Excel
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