Naman Vyas

Regulatory & Internal Compliance | Risk & Control | Quality Assurance at UBS

Role
Associate Director at UBS
Location
Mumbai, MH, IN
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Naman Vyas

Finance Management ProfessionalStriving for Excellence in Team Leadership and Financial AnalysisI am an accomplished finance professional with over 7 years of experience specializing in Market Risk, Migration Handling, Performance Reporting, Investment Advisory, Portfolio Management, Management Reporting/Analysis, and Trade Settlements Management. My dedication to fostering innovation, driving efficiency, and optimizing processes has contributed to my success in collaborating with cross-functional teams and delivering strategic business support.Strengths and Expertise • Seasoned expert in portfolio risk analysis, performance measurement, and investment reporting. • Proficient in data analysis, investigations, and validation, driving accurate reporting and enhanced processes. • Dynamic problem-solver with a comprehensive understanding of investment options and financial markets. • Proven track record of successfully leading teams, achieving productivity gains, and fostering consensus. • Strong business acumen and analytical skills, complemented by negotiation and interpersonal abilities.Career GoalsMy goal is to develop an exemplary professional attitude with keen business acumen to comprehend financial requirements. Equipped with a robust understanding of the equity segment, I aim to determine ROI and risk levels for diverse investments. As a dedicated team player, I strive to motivate professionals, facilitate productivity, and employ exceptional negotiation and problem-solving skills.Career Highlights • Recipient of CORAL Award for Top Performer during pandemic situation. • Five-time winner of the UNICORN Award for excellence in project performance. • Recognized as ACE OF Rookies for outstanding performance as a new joiner. • Promoted multiple times, culminating in Team Leader position in 2021.Extra-Curricular Activities • Active participant in NGO and outreach initiatives organized by the current organization. • Accomplished state-level volleyball player in the Rajasthan zone. • Engaged in social and community services, including blood donation.Language Proficiency • English, HindiWith a proven ability to lead teams, analyze financial performance, and drive process enhancements, I am poised to contribute value to a challenging role in the finance industry. My track record of achievements and dedication to excellence makes me an asset to any team.

Experience

  1. Associate Director

    UBS

    Mar 2025 — Present · Mumbai, IN

    Risk & Control Professional | UBS •Responsible for quality assurance, monitoring internal guidelines, and ensuring compliance to strengthen the firm’s risk management framework. •Conduct process evaluations, identify control gaps, and implement corrective measures to enhance operational integrity and regulatory adherence. •Collaborate with stakeholders to ensure effective policy enforcement, risk mitigation, and continuous improvement in compliance processes. •Support the development and refinement of internal controls, governance frameworks, and regulatory reporting to maintain operational excellence.

Education

  • Jai Narain Vyas University

    Business Finance And Economics

    2010 — 2013

  • Brahmpuri Adarsh Vidya Mandir Jodhur

    Secondary

    2004 — 2008

  • Maheswari Se. Sr. School Jodhpur

    Senior

    2008 — 2010

  • Jai Narain Vyas University Jodhpur

    Master In Financial Analysis and Control ( MFC )

    2013 — 2015

Skills

  • Management
  • Leadership
  • Microsoft Word
  • Research
  • Microsoft Office
  • Strategic Planning
  • Program Management
  • Project Management
  • Customer Service
  • Microsoft Excel

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Naman Vyas — Associate Director at UBS in Mumbai, MH, IN | Unifers