Nakeya Taylor

Compliance Officer @Guidepoint

New York, NY, US

Develops and provides compliance, document retention and investment policy training for all newly hired employees within the New York, London, Shanghai, Singapore and Hong Kong offices;• Represents and oversees four generalist teams on all daily compliance-related inquiries and conducts monthly team meetings to update employees of any changes to procedures and policies; • Conducts daily and monthly reviews of all trades requested by employees;• Performs a randomized daily review of invoices submitted by experts regarding consultations held with our Clients, which include global private equity firms, mutual/hedge funds, consulting firms and multinational corporations;• Receives, reviews and approves requests to enter new Clients into Guidepoint Global’s proprietary database;• Develops and implements customized compliance protocols into Guidepoint Global’s proprietary database;• Carries out post-consultation evaluations to confirm that no violations of Guidepoint Global\'s Terms & Conditions have occurred;• Verifies employment and biographical information provided by Advisors via open source research and performs background checks through verification software;• Responsible for maintaining the firm’s Do Not Contact List by adding new entries, modifying existing listings and reviewing any non-authorized modifications.

Virginia State University

Bachelor of Science - BS