Nakeya Taylor

About Nakeya Taylor

I am an experienced compliance professional with a demonstrated history of working in a…

Experience

1. Compliance Officer

   Guidepoint

   Sep 2010 — Present · New York, NY, US

   Develops and provides compliance, document retention and investment policy training for all newly hired employees within the New York, London, Shanghai, Singapore and Hong Kong offices;• Represents and oversees four generalist teams on all daily compliance-related inquiries and conducts monthly team meetings to update employees of any changes to procedures and policies; • Conducts daily and monthly reviews of all trades requested by employees;• Performs a randomized daily review of invoices submitted by experts regarding consultations held with our Clients, which include global private equity firms, mutual/hedge funds, consulting firms and multinational corporations;• Receives, reviews and approves requests to enter new Clients into Guidepoint Global’s proprietary database;• Develops and implements customized compliance protocols into Guidepoint Global’s proprietary database;• Carries out post-consultation evaluations to confirm that no violations of Guidepoint Global\'s Terms & Conditions have occurred;• Verifies employment and biographical information provided by Advisors via open source research and performs background checks through verification software;• Responsible for maintaining the firm’s Do Not Contact List by adding new entries, modifying existing listings and reviewing any non-authorized modifications.

Education

• Virginia State University

  Bachelor of Science - BS

Skills

• Strategic Planning
• Customer Service
• Business Analysis
• Research
• Crm
• Qualitative Research
• Marketing Research
• Analytical Skills
• Access
• Market Research
• Social Media
• Strategy
• Leadership
• Cross-Functional Team Leadership
• Marketing Strategy
• Customer Relationship Management (Crm)
• Analysis
• Microsoft Excel
• Project Planning
• Microsoft Office
• Project Management