Nainika Singh
UBS | Accenture| Ex-WNS | Freelance Content Writer| MBA
- Role
- C & Orc Risk & Finance Business Control Assurance Tester (Ee) at UBS
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Nainika Singh
I’m a dedicated Compliance & Risk Assurance professional with proven expertise in SOX 404…
Experience
C & Orc Risk & Finance Business Control Assurance Tester (Ee)
Aug 2024 — Present · Navi Mumbai, IN
Led independent control assessments to ensure adherence to SOX 404 requirements, evaluating the design and operational effectiveness of Asset Management related controls across multiple processes.Executed comprehensive testing procedures to provide reasonable assurance over control performance, maintaining high-quality, audit-ready test scripts and meticulously documented results throughout the testing lifecycle.Critically analyzed control environments to assess whether current frameworks effectively mitigate key operational and financial reporting risks.Proactively resolved QA review observations, ensuring alignment with internal quality standards and delivering timely updates to maintain control testing integrity.Escalated issues and exceptions with clarity and precision, collaborating with relevant stakeholders to ensure accurate and timely documentation in the issue management log.Acted as a strategic partner to control and process owners, providing expert guidance on identified control deficiencies, potential risks, and remediation strategies to support a robust risk and compliance culture.
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