Nadine Sophia Evans
Senior Special Counsel and Senior Specialized Examiner @U.S. Securities And Exchange Commission
Signup · Get unlimited contacts
WORK HISTORY
Senior Special Counsel and Senior Specialized Examiner @U.S. Securities And Exchange Commission
Washington, DC, US
Co-Led National Fixed Income Best Execution Initiative One of principal creaters of examination program for Municipal Advisors Examinations and planning sessions regarding the analysis of securities laws and violations Identification of regulatory risks Securities outreach programs Collaborated with external regulators regarding securities risks, findings & trends Built key relationships with foreign securities regulators Specialized industry expert Compliance examinations Provide legal advice & analysis of complex security & regulatory issues FINRA oversight examinations Securities programs with international delegations SEC cutting-edge securities initiatives and regulatory examination programs Time-sensitive international technical securities requests Regulatory data to international securities regulators
EDUCATION
FINRA Institute at Wharton Business School
FINRA Compliance Regulatory Institute, Certified Regulatory and Compliance Professional (CRCP) Program
Vanderbilt University Law School
Doctor of Law - JD
Dartmouth College
A.B., Political Science and Government
Municipal Bond School of New York
Municipal Bonds
ABOUT NADINE SOPHIA EVANS
Senior counsel with 20+ years of legal experience, including nearly 13 years as Senior…
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.