Nadia Harold

WORK HISTORY

EDUCATION

ABOUT NADIA HAROLD

Senior Compliance Professional – Financial Oversight | Project ManagementProtecting Financial Institutions, through Deep Audits, Testing, Governance & Proactive Compliance Assurance Program InitiativesAn accomplished and business savvy senior professional with robust experience acquired over the years in delivering optimal results & business value in high-growth environments and establishing key relationships with business segments. Decisive, experienced, and knowledgeable Risk and Compliance professional with a proven track record in implementing operations while driving numerous projects to successful completion. Expert in data analysis, testing and regulatory compliance within the ever-changing Finance industry. Responsible for the development, implementation, and oversight of programs that support effective risk and compliance management, identifying control failures, facilitating risk and compliance remediation while managing internal and external audits, regulatory exams, and monitoring the first line of defense to minimize risk exposures and strengthen the overall control environment. Possess Expertise for building compliance programs from the ground up on an international scale, minimizing risk, and developing corrective actions to mitigate the impact of discrepancies. Ensure compliance for financial institutions, partnering with executives and stakeholders during investigations, and audits to advise regarding best practices and strategies to protect assets and mitigate fines and sanctions. Expertise in BSA/ Anti-money laundering & sanctions evaluation. Sound knowledge and understanding of BSA/AML, KYC, OFAC, USA PATRIOT ACT, HMDA TIL, RESPA, CFPB, CRA, Wall Street reform, and FinCEN related laws and regulations.