Mukul Anand

About Mukul Anand

With 23+ years of experience in risk management, controls, and operational assurance, I…

Experience

1. Assistant Vice President - Chief Controls Office - Non Financial Risk

   HSBC

   Feb 2023 — Present · Gurugram, IN

   Profile Summary A Strategic Collaborator offering nearly 22 years of experience in Risk & Controls, Assurance, Process Reviews, Operations, Service Delivery, Compliance, Audit & Client Servicing Currently working with HSBC, Gurugram as Assistant Vice President - Chief Control Office Previously worked with Bank of America, Gurugram as Senior Manager – Operations Risk and Control Earlier worked with Royal Bank of Scotland Group, Gurugram as Associate Vice President - Controls, Conduct and Supervision Worked closely with line management in strengthening the control environment and improve internal control processes Skilled in managing end-to-end process reviews, supporting transitions while engaging globally spread stakeholders. Hands-on experience in reviewing & validating controls, offering advisory on instituting new controls and implementing Operational Risk Framework of the firm. Trained colleagues on risk management; managed day-to-day risk management activities such as detailed investigation, analysis and presentation of operational risk events with a theme-based approach. Perform risk & controls assessments, incident capture & scenario analysis including with FMEA reviews. Providing an independent assessment of control and risk issues for senior management Ensured Risk and Control productivity & priorities to maintain high standards, as well as strengthening relationships with key stakeholders across the business Manage Information security governance

Education

• Maharshi Dayanand University

  MBA, Finance

  1997 — 2002

Skills

• Operational Risk Management
• Liaison & Coordination
• Business Process Improvement
• Vendor Management
• Banking Operations
• Business Analysis
• Global Regulatory Compliance
• Portfolio Management
• Mortgage Lending
• Relationship Management
• Mis
• Internal/External Audits
• Banking
• Risk Management
• Team Management
• Business Development
• Retail Banking