Mukul Jain

About Mukul Jain

Mukul has over 20 years of technology risk and internal controls experience focusing on IT audits, technology risk management, information security, cyber security, regulatory compliance, Sarbanes-Oxley (SOX) compliance, and Service Organization Control (SOC) examinations.• Extensive experience in serving financial services industry clients, and working collaboratively with business line leaders, compliance functions, and external auditors.• Proven track record of success as a technology audit leader, advising management on current and emerging cybersecurity and IT risks.• Effectively led geographically dispersed teams with diverse skills and backgrounds. Performed recruitment, training, talent development, and performance reviews.• Strong working knowledge of IT, cyber security, cloud management and internal control frameworks (e.g. NIST cybersecurity framework, FFIEC IT Exam Handbooks, COBIT).• Global working experience includes serving clients in North America, Europe & Asia. Skills:• IT internal audit• Cybersecurity risk management• Cloud security audit• Agile internal audit• Robotic process automation governance• Regulatory and compliance audits• Application and infrastructure audits• Internal audit data analytics• Third party risk management• SOX, SOC 1 and SOC 2 • System implementation review• Training and professional development• Digital testing and controls automation

Experience

1. Head of Corporate Functions Technology Audit

   MetLife

   Mar 2023 — Present · Charlotte, NC, US

   Responsible for providing leadership and management of the IT Internal Audit team responsible for audit coverage of IT risks affecting the Finance, Investments, Human Resources, Actuarial, Reinsurance, Treasury, Tax, Procurement, Risk Management & Legal, and Marketing organizations. Key responsibilities include: • Lead the risk assessment, audit planning, audit execution, issues management, and develop consolidated results of the Corporate Systems and Investments organizations for review and reporting to Corporate Internal Audit leadership, Global Technology and Operations (GTO) leadership, the supported Corporate Functions, and the Audit Committee.• Manage relationships with the Chief Information Officer – Corporate Systems, Chief Information Officer- Investments IT, their directs and other GTO IT management, as well as other risk and compliance stakeholders. • Advise across the three lines of defense on top risks related to application development, DevSecOps, legacy modernization, cloud, data governance and privacy, cyber security and third party connectivity.• Coordinate to effectively on achieving global technology audit coverage through effective networking, leadership, guidance and oversight of teams. Communicate clearly and effectively with other IA stakeholders on articulating coverage requirements and assistance required.• As a people manager, handle career, talent, performance and compensation discussions for a team of IT audit directors, managers, and seniors/staff.

Education

• University of Rajasthan

  B.Com (Bachelor of Commerce), Finance & Accounting

  1999 — 2002

• The Institute of Chartered Accountants of India

  Chartered Accountant (CPA equivalent in India), Accounting, Auditing & Finance

  2000 — 2003

Skills

• Sox 404
• Sas70
• Iso 27001
• Risk Assessment
• Security Audits
• IT Audit
• Enterprise Risk Management
• Information Security Management
• Cisa
• Coso
• Itgc
• Auditing
• Internal Audit
• Internal Controls
• IT Risk Management