Mukul Jain

About Mukul Jain

A results-driven leader with 13+ years at the intersection of risk, compliance, and operational excellence. I help organisation build resilient frameworks that don’t just check boxes — they create competitive advantage.My expertise spans Third-Party Risk Management (TPRM), Governance, Operations, Managed Services, and Lending Solutions across Consulting & Advisory environments. I’ve led cross-functional, global teams to design and scale risk mitigation frameworks across the full lifecycle — from assessment and prevention through monitoring and containment.What sets me apart: I translate regulatory complexity into clear, actionable controls that stick. I build cultures of continuous improvement, not just compliance. And I deliver outcomes that satisfy both regulators and clients.If you’re looking to strengthen your risk posture, operationalize compliance, or lead through regulatory change — let’s connect.

Experience

1. Head of Compliance Services - India

   S&P Global

   Feb 2025 — Present

   Serves as Head of Compliance Services in India, leading a large, high-performing team delivering end-to-end Compliance Reporting Lifecycle management for Collateralised Loan Obligations (CLOs) — one of the most structurally complex asset classes in global credit markets — across US and EMEA regulatory jurisdictions.Oversees mission-critical compliance operations powered by S&P Global’s WSO Product Suite, encompassing real-time compliance test monitoring, indenture and collateral management agreement adherence, trustee reconciliation, cash management, P&L reporting, and automated compliance snapshots — ensuring accuracy, timeliness, and regulatory integrity across diverse fund structures including CLOs, CDOs, and Separate Managed Accounts (SMAs).Drives operational excellence across the full monthly CLO lifecycle — from trade capture and position reconciliation through compliance testing, exception management, and investor reporting — maintaining zero-tolerance standards for regulatory adherence across complex, multi-jurisdictional portfolio structures.Leads a centre of excellence in India, embedding scalable processes, quality controls, and a high-performance culture that supports global institutional clients with precision, depth, and speed demanded by structured credit markets.Core Competencies: CLO Compliance · WSO Compliance Insights · Structured Credit · Collateral Management · Indenture Compliance · Compliance Test Monitoring · Trustee Reconciliation · Cash Reconciliation · Trade Lifecycle Management · Regulatory Reporting · US & EMEA Compliance · Private Credit · CDO · SMA · Managed Services · Team Leadership · Operational Excellence

Education

• National Law School of India University

  Master of Business Law, International Law and Legal Studies

• Sikkim Manipal Institute of Technology

  Master of Business Administration - MBA, Information Technology

• Simplilearn Alumni

  Business Analytics, Analytics

• IIA-The Institute of Internal Auditors

  Certified Internal Auditor, Auditing

Skills

• Customer Relationship Management (Crm)
• Team Management
• Business Analytics
• Team Building
• Team Motivation
• Team Leadership