Mark Steinman

About Mark Steinman

I am a graduate of Western Michigan University with a Bachelor of Business Administration focusing in Accounting & Finance. After college, I started my career as an Operations Associate for Sigma Planning Corporation, a Corporate RIA. Over the years I progressed within the department and held positions of Compliance Officer, and Supervisor. These positions provided a great foundation for my current role as the Operations Manager. Entering the industry in 2010, I was able to obtain my Series 7, 24, and 66 licenses in a little over two years, which also allows me to serve as a Independent Financial Services Professional. Additionally, I earned the Accredited Investment Fiduciary® (AIF®) Designation for fiduciary responsibility as well as obtaining my Michigan Insurance producer license for Life, Variable Life, and Annuities.When I’m not focusing on my career, I am an avid sports enthusiast (Go Blue!), and enjoy spending time with my family and friends.

Experience

1. Independent Financial Services Professional

   Sigma Financial Corporation

   Nov 2012 — Present

   Securities offered through Sigma Financial Corporation, member FINRA (FINRA.org) and SIPC (SIPC.org). Investment Advisory services offered through Sigma Planning Corporation, a Registered Investment Advisor.Content is strictly for general purposes and is not an offer to sell or solicit any security. For regulatory purposes, we cannot respond to e-mails through this site and any individualized follow-up involving either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the registered representative is not registered. Third-party posts found on this profile have not been reviewed for accuracy or completeness by nor do they reflect the views of Sigma Financial Corporation, Sigma Planning Corporation. Furthermore, to ensure compliance with certain SEC and FINRA rules, we do not use client testimonials on social media sites; this includes receiving and/or posting recommendations or endorsements.

Education

• Western Michigan University

  Bachelor’s Degree

Skills

• Series 24
• Customer Service
• Series 7
• Aif
• Series 66
• Financial Services
• Life Insurance
• Finance
• Microsoft Office
• General Securities Principal