Matthew Ennis
Associate Compliance Director at Western Alliance Bank
- Role
- Associate Compliance Director at Western Alliance Bank
- Location
- Orange, CA, US
- LinkedIn followers
- 500 followers
About Matthew Ennis
Matthew Ennis is a result oriented and self motivated leader with a diverse background and vast achievements. His accomplishments have shown that he is adept at finding areas for improvement, increasing sales, quickly adapting to changing market conditions, and improving customer satisfaction. Through past experience and development, Matthew has trained and become very knowledgeable with the regulations and requirements for publicly traded companies in regards to human resources, financial reporting, regulatory requirements, compliance management, collections procedures, Anti-Trust requirements, business ethics, legal and ethical compliance, Occupational Safety and Health Administration (OSHA) and Sarbanes Oxley (SOX). As a Division Manager for a Fortune 200 company, Matthew specialized in leading a diverse group of professionals to accomplish company goals and objectives. His management style is flexible yet judicious and with the utmost regard for ethics and internal compliance. With a background in Finance, Economics, and Marketing, Matthew can take a more analytical strategic approach to improving and growing an existing infrastructure. Personally, Matthew strives for success in anything he takes part in and has seen great achievements as a result.Specialties: Leading and Motivating, Business Analysis, Legal and Ethical Compliance, Dodd-Frank, RESPA, TILA, TRID, ECOA, FCRA, GLBA, CCPA, CPRA, ADA, SAFE Act, Managing Federal and State Regulatory Requirements on Mortgage Lending, Drafting Policies and Procedures, Creating and Performing Audits and Assessments, Financial Integrity, Anti-Trust Compliance, Code of Business Ethics, S.O.X, OSHA, Logistics, Marketing, Relationship Management, Business Improvement, Purchasing, Competitive Analysis, Real Estate Finance, Corporate Finance, Investments, Development and Marketing of New Products, Wealth Management.License: Series 7, Series 66, California Life & Health Insurance, Notary (Ohio & California)Software: Encompass, Velocify, Thompson Financial, CRSP, Excel, Word, Access, PowerPoint, Microsoft Windows, PlanIt, Oracle, COINS, Citrix, Buzzsaw, Photoshop, Calyx
Experience
Associate Compliance Director
Feb 2018 — Present · Irvine, CA, US
Education
Lehigh University College of Business
BS, Finance
2002 — 2006
Lehigh University
Bachelor of Science (BS), Finance, General
2002 — 2006
Skills
- Bonds
- Strategic Financial Planning
- Business Analysis
- Mentoring
- Sox Compliancy
- Program Management
- Production Managment
- Due Diligence
- Osha
- Forecasting
- Compliance
- Risk Management
- Financial Reporting
- Management Consulting
- Sales
- Mortgage Lending
- Business Process
- Options Strategies
- Lifestyle Coaching
- Stocks
- Investments
- Training
- Loan Origination
- Consulting
- Process Improvement
- Equities
- Building Relationships
- Microsoft Excel
- Operations Management
- Refinance
- Coaching
- Business Advisory
- Budgets
- Finance
- Management
- Team Building
- Gaap
- Notary Public
- Retirement Planning
- Business Strategy
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