Mike Bowden

Head of Compliance @Vermeer Partners

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Nov 2018 — Present

Head of Compliance @Vermeer Partners

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London, GB

Head of Compliance & Business Operations (Equity Partner)• Partnered with CEO to design and implement the full business infrastructure for a new £2bn AUM discretionary portfolio manager, ensuring scalable operations and regulatory readiness.• Established the firm-wide risk management framework, including deep-dive risk and control self-assessments and operational risk mitigation strategies.• Designed and implemented front-to-back operational processes, business continuity planning, vendor selection and contract negotiation.• Delivered data-driven management reporting, improving strategic decision-making and operational oversight.• SMF16/17 regulatory responsibilities, building a robust compliance and financial crime framework.

EDUCATION

N/A

The Chartered Institute for Securities & Investment (The CISI)

Global Financial Compliance

ABOUT MIKE BOWDEN

Strategic Business Manager with 25+ years of experience supporting Financial Markets businesses across sell-side and buy-side environments. Skilled in business strategy execution, operational risk management, governance, regulatory change and process improvement.

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Mike Bowden — Head of Compliance at Vermeer Partners in London, GB | Unifers