Moses M.
Series 24, 7, 66
- Role
- Senior Brokerage Trading Analyst at TIAA
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Moses M.
Licenses: Series 24, 7, 66, Life and Health
Experience
Senior Brokerage Trading Analyst
Jul 2021 — Present · Charlotte, NC, US
Function in Principal capacity through daily performance of activity review. Provides Principal sign-off on behalf of Broker-Dealer certifying financial transactions and official books and records.Monitor real-time trading review queue and ensures adequate team queue coverage. Act as trading subject matter expert.Provides research and analysis on a variety of complex securities related exceptions and escalations.
Education
Keller Graduate School of Management of DeVry University
MBA, Business
Winthrop University
BS, Business Administration
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.