Morgan Chong
- Role
- Chief Compliance Officer at Andersen
- Location
- West Palm Beach, FL, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Jul 2007 — Present
Education
Florida International University - College of Business
BBA, Finance/Intl. Business
1993 — 1996
Skills
- Private Equity
- Aml
- Investments
- Investment Company Act
- Ofac
- Securities Exchange Act of 1934
- Finra
- Fraud
- Asset Managment
- Sec
- Due Diligence
- Mutual Funds
- Hedge Funds
- Securities Regulation
- Securities
- Investment Advisers Act
- Broker-Dealer
- Internal Investigations
- Investment Advisory
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