Monaz S.
Senior Manager (Director Level) @TD
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WORK HISTORY
Senior Manager (Director Level) @TD
CA
Lead a high-performing team for TD Bank enterprise Process Risks Controls Self Assessment program under the first line of defence by providing oversight for operational and financial risks, including Anti Terrorist, Financing and global Anti-Money Laundering, and support Financial Intelligence unit.Act as a strategic advisor to TD business lines, while ensuring money laundering financing risks are appropriately identified and mitigated. Foster an environment and culture of risk management and compliance that encourages innovation, process improvement, teamwork, and high level of professionalism.Interact routinely with business segments, corporate functions, and Financial Crimes Risk Management(FCRM)group management and staff, in the development, execution and evaluation of Money Laundering, Terrorist Financing, Anti Bribery and Anti-Corruption, and sanctions controls assessment
EDUCATION
University of Mumbai
Master's in Financial Management
SKILLS
ABOUT MONAZ S.
A finance professional and a dynamic leader with extensive experience in second line of defence programs and Global Capital Markets Operations through my current and previous roles in Operational Risk Management, Institutional Equities Trade support group, Global futures, Exception management, Derivative Settlements, Clearing/FX Remittance, and Confirmations group leading various derivative and listed businesses-Global Credit Trading, Interest Rates, Futures and Equity.Exceptional customer service skills with a demonstrated ability to build strong partnerships with the business partners. Excellent collaborative and leadership skills with a focus on employee development and talent management.I effectively communicate to build strategic business relationships, influence, and negotiate with collaboration and strategic thinking.An excellent team player and great Relationship builder with ability to communicate at all levels. Result oriented, conceptual and analytical with eye for detail and can thrive under high volume, fast-paced transactions processing environment.Key Competencies: Change Agent, People Leadership, Motivate others, Inspire Will to win, Talent Management, Strategic Planning and Negotiation.Specialized: Operational risks and Capital Market Operations in supporting Trading and Sales desks. Reconciliations between vendor systems like, Sophis, Calypso, Scrittura, Summit and Murex. Regulatory requirements for OSC, EMIR and Various Dodd Frank streams like Trade Reporting, Business conduct, Clearing and Record Retention.
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