Momin Qadri

About Momin Qadri

I am currently an L3 Risk Analyst at Interactive Brokers, where I ensure the firm follows compliances against various programs and regulations, such as the Bank Secrecy Act, USA PATRIOT Act, Anti-terrorist financing, sanctions, industry AML, and securities laws. I have more than 5 years of experience in various roles related to risk, compliance, operations with additional strengths in controls and servicing. I aspire to further my career and develop myself along the way, by stepping out of my comfort zone and building my persona and relationship skills with people. I am passionate about learning new skills and technologies and applying them to real-world scenarios.

Experience

1. Risk Assessment Analyst (L3)

   Interactive Brokers

   Mar 2022 — Present · Chicago, IL, US

   Ensuring the firm follows compliances against programs such as Bank Secrecy Act, USA PATRIOT Act, Anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. • Manage operational pipeline for surveillance of Sanctions, Negative News, Politically Exposed Persons, and reference data alerts of Trades or misc. hits against watch-lists to minimize risk while onboarding clientele. • Further due-diligence by conducting complex case investigations by sourcing data to use in holistic reviews from multiple unrelated venues, including both proprietary and open sources such as WorldCheck and Accurint databases. • Utilizing data to improve work flow processes and mitigate risk while improving operational efficiency. • Liaise with risk partners and assist multiple departments within compliance, internal audit and new accounts to provide operational support via outreach, ad-hocs, or various ticketing systems.

Education

• Northeastern Illinois University

  Bachelor of Business Management

  2017 — 2021

• City Colleges of Chicago-Harry S Truman College

  Highschool Diploma

  2015 — 2017