Mohit Narula

Senior Operational Risk Management Associate @Ameriprise Financial Services, LLC

Noida, IN

Support 1st Line Risk Managers:Collaborate with business units to periodically review processes, ensuring the Operational Risk Management Framework is consistently embedded across the organization- Maintain Risk Inventories: Ensure that processes, risks, and control inventories are current and aligned with the objectives of the 1st Line risk team- Process Mapping and Reviews: Review and refresh process maps; conduct risk and control reviews alongside 1st Line Risk Managers- Key Risk Indicators (KRI): Review KRIs affected by Risk Events or Change Programs, propose updates to KRI owners as necessary- Control Testing: Manage a control library, write test scripts, and conduct control testing in line with the Operational Risk Management framework- Policy Support: Assist 1st Line Risk Managers in drafting and reviewing select policies and procedures- Issue Management Tracking: Run project management for Issue Management related to Controls as requested by 1st Line Risk Managers- Operational Resilience Exercises:Coordinate exercises with support from 1st Line Risk Managers- Risk Assessments and Trends: Support risk assessment activities (RCSA, Scenario Planning, etc.), analyze trends, and prepare findings for presentation to Business Unit heads- Risk Event Management: Ensure timely and accurate recording of Risk Events (REV) and oversee action remediation- Conduct Testing: Perform risk-based testing as directed by the 1st Line Risk Manager- Coordinate Responses: Assist in coordinating responses to findings from various testing activities (1st Line Risk testing, RCS assurance, SOX/ISAE testing)- Meeting Preparation: Support the preparation of agendas and papers for Business Control meetings and updates for the Risk Control Committee (RCC) as needed.

RED ROSES PUBLIC SCHOOL

Senior Secondary School

University of Rajasthan

Bachelor of Technology (BTech)

Amity University

Master of Business Administration - MBA