Mohd Shareef
AML/KYC/CDD/EDD/Transaction monitoring/Compliance professional
- Role
- Client Onboarding Specialist at UBS
- Location
- Hyderabad, TG, IN
- LinkedIn followers
- 500 followers
About Mohd Shareef
CAMS certified AML compliance professional having 9 years of experience in processes like…
Experience
Client Onboarding Specialist
Aug 2022 — Present · Hyderabad, IN
Experienced Financial crime & Fraud Management AML/KYC professional with a demonstrated history of working with clients directly and act as First line of defense on Financial Crime (using LexisNexis, NMS etc), Periodic KYC Review, KYC Remediation, OFAC Sanction screening, Transaction Monitoring, PEP and Negative news screening. Have experience in performing IDD/CDD/EDD activity to identify red flags. Handled client’s request and delivered quality work within TAT, helped in allotting work and reporting to the managers in case of clarification and discrepancies. Supports the team, takes responsibilities. Work experience in leading investor’s bank in exposure to Anti Money Laundering, Know your Customer, Bank Secrecy Act (BSA), US patriot Act.Performing KYC Periodic Reviews on the existing clients in UBS Investment Bank of EMEA Region.• Working as a KYC SPECIALIST (Periodic Reviews- EMEA Region) in Investment Banking global KYC portfolio• For each review following activities will be performed on all the clients like Pre-Checks, Documents Sourcing, preparations of questionnaires, Client Outreach, Backgrounds Checks and preparations of the KYC Files for final approvals by ensuring compliance with the USA Patriotic Act, Bank Secrecy Act, OFAC and also UBS AMLCDD Policies.• Before initiating Business/Client Outreach will ensure the authenticity of the documents about the client obtained from public domain, determine if leveraged information is reliable from sources such as lexisnexis, Bankers Almanac, websites of Stock Exchanges, Company Registries, Regulator\'s Websites, D&B Report,IAPD Website and FINRA Website etc,• Identifying all beneficial owners and connected parties like Ultimate Controllers, Day-to-day controllers and Authority to Act Individuals of all the clients and performing screening for the same and ensuring all negative hits identified and disposed according to CDD Polices
Education
MBA
Master of Business Administration - MBA
2009 — 2011
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