Mohan Kale

About Mohan Kale

KYC Risk and Compliance Analyst at Barclays

Experience

1. Risk & Compliance Analyst

   Barclays

   Dec 2023 — Present · Pune, IN

   Perform end-to-end KYC for business customers, and screen all other connected parties.Analyze the client documents and risks associated with the client profile by researching, reviewing documentation, drafting, and preparing KYC memos for customers.Ensuring AML regulations, policies, and procedures are fully implemented, which are in line with global standards.Monitoring customer transactions, especially identifying customers\' business transaction flow and unusual activities, such as countries where customers are doing business (especially sanctioned and sixth filter countries), transactions to CTF (Counter Terrorist Financing), and rising UAR (Unusual Activity Report) if such activities are found, to mitigate the risk to the business.Perform internal and external research to understand the client\'s business profile.Participated in periodic review of existing policies and procedures to ensure compliance with regulatory requirements.Utilize tools like Tableau, Salesforce, SRS for customer screening, and analyzing cross-border activities.Conducting Financial Transaction Monitoring Analysis to understand the Nature of Business and ongoing source of funds in to business.Apply knowledge of CDD and KYC to enhance anti-money laundering (AML) strategies.Perform internal and external research to understand the client\'s business profile.Identifying red flags and escalating the matter to RAU with suggestions based on the investigation.

Education

• Dr. Babasaheb Ambedkar Marathwada University, Aurangabad

  Bachelor's degree