Mohammed Khanji

About Mohammed Khanji

With over 16 years of experience in risk management, employee compliance, and leadership roles, I am a Regulated Employees Specialist at UBS AG. In my current position, I manage the Material Risk Takers process, ensuring regulatory compliance and preparing comprehensive risk reports for senior management. As a subject matter expert, I provide guidance and training to colleagues on risk management principles. Previously, as an Operations Lead and Team Manager/Associate Director, I successfully managed strategic initiatives, coordinated audits, and delivered meaningful insights to drive employee compliance topics like Personal Account Dealing, External Directorships and positions, Private Investments, and Employee Relationships. I am skilled in project management, team leadership, and establishing effective communication channels. Notable achievements include saving 1600 man hours per year through process improvement and receiving top scores for line manager effectiveness. I am passionate about driving change and fostering a positive team environment.

Experience

1. Director (VP) - Employee Conflicts of Interest Specialist

   UBS

   Oct 2025 — Present · Pune, IN

Education

• Savitribai Phule Pune University

  B.Com, Commerce

  2003 — 2007

• Pune University

  MBA, Financial Management

  2007 — 2009

• Project Management Institute

  Project Management Professional, Project Management

Skills

• Microsoft Excel
• Investment Banking
• Leadership
• Vendor Management
• Analysis
• Derivatives
• Access
• Mis
• Finance
• Business Analysis
• Vba
• Sql
• Management
• Management Information Systems (Mis)
• Ms Excel
• Analytical Skills
• Process Improvement
• Equities
• Risk Management
• Team Management
• Mba Finance
• Data Analysis