Mitu Kumari

About Mitu Kumari

Financial Services Operations Professional with 4+ years of experience in Transfer Agency, Trade Settlements, Middle Office Operations, Fund Administration, Investor Servicing, and Securities Processing. Experienced in transaction processing, reconciliations, regulatory compliance, cash and stock settlements, corporate actions, and risk controls. Proven ability to manage high-volume transactions while ensuring accuracy, compliance, and operational efficiency. Strong knowledge of global markets, investment products, and regulatory frameworks.

Experience

1. Intermediate Representative, Fund Administration

   BNY

   Mar 2025 — Present · Pune, IN

   Experience in financial services with a strong background in trade, transaction processing and investorservicing under UK Transfer Agency Team.• Processing various types of financial transactions, including subscriptions, redemptions, transfers,conversions, and switches, in strict adherence to established procedures and regulatory guidelines.• Adept at delivering accurate and timely financial reports while ensuring compliance with regulatorystandards.• Conducting thorough checks for duplicate deals, large deal reports (LDR), and key investor informationdocuments (KIID) to ensure regulatory compliance.• Executed daily reporting tasks encompassing Duplicate Deal Report, Box Management Report, RejectCase Verification Report, Large Deal Report, and CR processing, maintaining accuracy and meetingdeadline.• Achieved daily targets in alignment with Key Performance Indicators (KPls) and Service Level Agreement (SLAs)• Manage box management reports for multiple assigned companies, handling tasks like Net creation,managing price unpriced deals, generating contract notes, creating swing reports, managing cash flow,executing multiple forms, handling price listing and authorisation, and conducting Negative Box checking.• Run diverse reports including duplicate deals, unauthorised deal, large deal, trade prediction, Transactionhistory, Contract note, Chronicle feed and conduct forex rate calculations and validations.• Manage UDT payments for 19 management companies, ensuring accurate transfers to trustees for onshore transactions.• Perform FX reconciliation with research on a monthly basis apart from daily FX reconciliation on TLM.Reconciliation of various transactions like trade, interest, future, pay down, corporate action, Collateral,Bank loan, and Income, Swaps.• Part of the processing team and process activities like Paydown, Borrowing, Interest, Miss fee Split,Combined etc.

Education

• Marwari College, TMBU, Bhagalpur

  Bachelor, Commerce

  2013 — 2017

• University Department of Commerce and Business Administration, TMBU, Bhagalpur

  Master, Commerce - Finance

  2018 — 2020