Mithun Saha
Vice President, Control Management, BNY Mellon
- Role
- Vice President Risk and Control (1st Lod), Market Operations at BNY
- Location
- Pune, IN
- LinkedIn followers
- 500 followers
About Mithun Saha
Senior Professional - Dynamic and results-driven Risk and Control professional with 20+…
Experience
Vice President Risk and Control (1st Lod), Market Operations
Sep 2021 — Present · Pune, IN
Planning and testing of key business controls to confirm the appropriate design and execution of controls Supporting Operations, within an Advisory capacity, with the Root Cause Analysis and Lessons Learned activities mapped to significant OREs (Operational Risk Events) to ensure compliance with Policy/Procedure requirements Monitoring and analysis of various data points (Error analysis, KRI\'s, etc.) to identify areas requiring greater focus Provide inputs to the development of controls and processes for the function Actively monitoring, following up and reviewing open gaps and actions raised on back of self-identified issues logged by Operations and 1st LOD, also ensuring timely closure of the same Involvement in supporting the business and as necessary during all stages of external audits, internal audits, and compliance reviews Conducting RCSA (Risk and Control Self-Assessments) reviews as part of annual concurrence activity in partnership with Operations Conducting assurance reviews towards control design and operating effectiveness of the controls OCM work related to development of training modules/presentations and delivering training sessions to Operations on various Risk and Control topics Performing control testing across multiple lines of businesses, with like processes, with the objective of identifying thematic risks Implementation of AI ideas in Risk and Control space
Skills
- Finance
- Business Process Improvement
- Banking
- Retail Banking
- Financial Risk
- Leadership
- Vendor Management
- Training
- Business Analysis
- Business Process
- Risk Management
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